Below you will find documents that allow you to better understand SONA Wealth Counsel Inc. and how we interact with our clients.
Please review the Relationship Disclosure Document to learn more about SONA, how we interact with our clients, our roles and responsibilities and the parties involved in the day-to-day management of our clients’ assets.
Please review the Conflicts of Interest Disclosure Document to understand
the conflicts of interest that arise or may arise between SONA and our clients, how we identify and respond to conflicts of interest in a client’s best interest and how we tell clients about them.
Discretionary portfolio management means that SONA Wealth Counsel Inc. is able to make decisions with regards to client investment holdings on a discretionary basis. As a result, we are not required to request permission from clients before making investment management related decisions.
As a discretionary portfolio manager, SONA Wealth Counsel Inc. has a fiduciary duty to act in the best interest of our clients.
A fiduciary relationship entails trust and confidence and requires that the fiduciary acts honestly, in good faith, and strictly in the best interests of the client.
The concept of fiduciary duty is recognized and used by the Canadian courts to impose a duty of loyalty on a person who has been entrusted to look after the best interests of someone else.
Your money is held with our custodian bank, National Bank Correspondent Network (NBIN), a division of National Bank Financial Inc. NBIN is Canada’s leading provider of custody, trade execution and brokerage solutions to independent Portfolio Managers and Investment Dealers. NBIN is backed by the financial strength and ongoing support of National Bank of Canada.
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